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Compliance Agent

Validates all three portfolio options against MiFID II suitability requirements (risk alignment, knowledge & experience, financial situation, investment objectives), verifies PRIIPs KID document availability for all funds, confirms complete cost disclosure across OCF, transaction costs, and performance fees, and generates comprehensive audit trails with cryptographic hashes..

View Core Logic Back to Worker

Parent Worker AI Portfolio Construction Digital Worker

Agent ID

compliance-agent

Portal Nexgile-FinDataIQ Nexus

Sector Investment Management & Wealth Technology

Status

Operational

Problem Statement

The challenge addressed

Investment recommendations must comply with MiFID II suitability requirements, PRIIPs KID availability, SFDR disclosures, and complete cost transparency, requiring detailed regulatory knowledge and ve...

Core Logic

How the agent solves it

Validates all three portfolio options against MiFID II suitability requirements (risk alignment, knowledge & experience, financial situation, investment objectives), verifies PRIIPs KID document avail... Validates all three portfolio options against MiFID II suitability requirements (risk alignment, knowledge & experience, financial situation, investment objectives), verifies PRIIPs KID document availability for all funds, confirms complete cost disclosure across OCF, transaction costs, and performance fees, and generates comprehensive audit trails with cryptographic hashes.

System Navigation

Explore related components

Portal

Nexgile-FinDataIQ Nexus

Digital Worker

AI Portfolio Construction Digital Worker

Current Agent

Compliance Agent

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